Financial Advisor
Plan summaries, portfolio reviews, tax-loss harvesting, ESG screens, regulatory tracking, and multi-jurisdiction tax
The Financial Advisor plugin helps you draft client communications, run portfolio analytics, navigate the tax code, and stay current on regulation. Every command works standalone with your input — describe the situation and get a structured draft ready for your review and your firm's compliance.
Use /plan-summary for plain-language plans clients can actually use. Use /review-letter for personalized quarterly reviews. Use /meeting-notes to turn raw notes into chart documentation and a follow-up email. Use /recommendation-memo for compliance-friendly recommendation documentation. Use /tax-loss-harvest to identify candidates, estimate savings, and flag the often-missed cross-account wash-sale risks. Use /screen-esg-portfolio to apply SASB materiality and produce detractors/improvers reports. Use /compliance-tracker to surface SEC/FINRA/IRS changes affecting your practice. Use /multi-jurisdiction-tax for state and country-line tax strategy.
The plugin's skills activate automatically when relevant: Financial Planning (retirement, estate, tax, insurance frameworks), Advisory Communication (fiduciary tone, plain-language financial education), and Regulatory Change Monitor (current SEC, FINRA, IRS landscape with auto-flags on impacted advice).
Pairs with Anthropic's free Claude for Financial Services plugin
Already running Anthropic's free wealth-management plugin? It builds the plan, the model, the rebalance. The Financial Advisor AI Prompts vault adds the layer it doesn't — the compliant, on-brand words around the analysis, plus the prospecting that grows your book. The free plugin is the analyst; the vault is the practice.
| Anthropic's free wealth-management plugin | The Financial Advisor AI Prompts vault adds |
|---|---|
| /client-review — performance + talking points | Review follow-up email & recap, in your voice |
| /financial-plan — projections | Plan-change explainer clients actually read + a Reg BI rationale memo |
| /rebalance — tax-aware trades | The “why we're making this move” note + suitability documentation |
| /client-report — performance report | A market-volatility reassurance letter when the report looks scary |
| /proposal — prospect proposal | The full prospecting → COI → referral growth motion |
| /tlh — tax-loss harvesting | The client-facing tax-strategy explainer + books-&-records memo |
| — | Form ADV-consistent disclosures + SEC Marketing Rule content review |
Designed to stack with Anthropic's free plugin. Not affiliated with or endorsed by Anthropic. Drafting aid only — not legal, tax, or investment advice; a human advisor owns every recommendation.
Commands
/plan-summaryGenerate plain-language financial plan summaries with goals, strategies, and action items
/review-letterDraft personalized quarterly portfolio review letters with performance and market context
/meeting-notesTransform rough meeting notes into professional documentation with action items
/recommendation-memoCreate structured recommendation memos with rationale, risks, and client-friendly summaries
/tax-loss-harvestIdentify tax-loss harvesting opportunities, estimate tax savings, and flag wash-sale risks across all account types
/screen-esg-portfolioScreen holdings against ESG criteria using SASB materiality and produce a detractors / improvers exposure report
/compliance-trackerSurface relevant SEC, FINRA, and IRS rule updates and translate impact on portfolios and disclosures
/multi-jurisdiction-taxCoordinate tax strategy across state and country lines for clients with multi-jurisdiction exposure
Skills
Skills activate automatically when Claude Cowork detects you're working on relevant tasks — no slash command needed.
Financial Planning
Retirement, estate, education, and tax planning frameworks with compliance-aware language
Advisory Communication
Clear, fiduciary-minded client communication that explains complex concepts in plain language
Regulatory Change Monitor
Current SEC, FINRA, IRS landscape with effective dates; auto-flags advice impacted by Marketing Rule, SECURE 2.0, Names Rule, NIIT, IRMAA, and recent litigation
Usage examples
Plan summary for couple, both 55. Goal: retire at 62. Current: $1.2M in 401k/IRA, $400K taxable. Spending $120K/yr. Strategy: Roth conversion ladder, delay Social Security to 67, bridge with taxable account.
Q4 review letter. Portfolio: 60/40, returned 4.2% vs benchmark 3.8%. S&P up 5%, bonds flat. Client is 10 years from retirement, moderate risk tolerance. Rebalanced to trim tech overweight.
Meeting notes from annual review with the Johnsons. Discussed: updating beneficiaries after daughter's birth, increasing 529 contributions, refinancing rental property, reviewing life insurance needs. They want to schedule a follow-up in March.
Recommendation memo: convert $50K from traditional IRA to Roth this year. Client is in a low-income year (sabbatical). Tax bracket is 12% now, projected 24% in retirement.
Year-end TLH analysis for a 24%-bracket NY client, including the cross-account wash-sale risk from a spouse's Roth IRA
ESG screen for a client with decarbonization, no-firearms, and board-diversity priorities — apply SASB materiality and draft IPS language
Multi-jurisdiction tax map for a CA-to-TX relocation with NSO/RSU vesting and a Toronto rental
What's hit our $400M-AUM RIA practice in the last 12 months and what's coming on Marketing Rule, private funds, and SECURE 2.0?
Financial Advisor AI Prompts
30 agentic skills — the compliance, client-communication, and book-growth layer that stacks on top of Anthropic's free Claude for Financial Services plugin. Reg BI rationale memos, Form ADV-consistent disclosures, SEC Marketing Rule reviews, client emails in your voice. Ambient compliance-boundary + client-NPI guards built in.
Get the vault for $19Install this plugin
Claude Cowork
/plugin marketplace add alexclowe/awesome-claude-cowork-plugins/plugin install financial-advisor@awesome-claude-cowork-pluginsPaste in Claude Cowork (requires a paid Claude plan). Add the marketplace once, then install any plugin by name.
All content generated by this plugin is for drafting and informational purposes only. The financial advisor is responsible for reviewing, verifying, and customizing all outputs before professional use. This plugin does not constitute professional advice.
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