AI Compliance Officer
Audit AI systems, generate compliance docs, track regulatory change, and evaluate autonomous agents
The AI Compliance Officer plugin helps you operate AI governance under the EU AI Act, FINRA's autonomous-agent supervisory framework, and the patchwork of US-state AI laws. Every command works standalone with your input — describe the system or update and get a structured draft ready for legal and model-risk review.
Use /audit-ai-system to map a system against EU AI Act Annex III risk tiers and produce a control-gap assessment. Use /track-regulatory-change to triage new EU/FINRA/FDA/SEC guidance against your system inventory. Use /generate-documentation to draft Article 17 QMS, Article 9 risk management, and Annex IV technical documentation. Use /eval-autonomous-agent to build a FINRA-aligned harness covering hallucination, bias, scope creep, and reward misalignment.
The plugin's skills activate automatically when relevant: High-Risk System Classification — auto-detect EU AI Act Annex III categories and US-state high-risk equivalents, plus Post-Market Monitoring Automation — cluster incidents and draft FDA/EU-style remediation under Article 72 and Article 73.
Commands
/audit-ai-systemMap an AI system against EU AI Act Annex III high-risk criteria and generate a compliance risk assessment with citations
/track-regulatory-changeIngest EU/FINRA/FDA/SEC guidance updates, flag impact on deployed systems, and produce a change-impact report
/generate-documentationDraft EU AI Act quality management system docs, risk management framework, and conformity assessment package
/eval-autonomous-agentGenerate a test harness for hallucination, bias, scope creep, and reward misalignment per FINRA 2026 guidelines
Skills
Skills activate automatically when Claude detects you're working on relevant tasks — no slash command needed.
High-Risk System Classification
Auto-detect EU AI Act Annex III categories and US-state high-risk equivalents for any described AI system
Post-Market Monitoring Automation
Ingest AI-system incident reports, cluster failure patterns, and generate FDA/EU-style remediation recommendations
Usage examples
Audit our resume-screening model against EU AI Act Annex III before the August 2, 2026 enforcement date and flag every control gap.
Map last quarter's EU AI Office, FINRA, and SEC guidance to our credit-decisioning model and broker-supervision agent.
Draft the EU AI Act Article 17 QMS and Article 9 risk management documentation for our fraud-detection model.
Build a FINRA-aligned eval harness for our customer-service agent with $500 refund authority — hallucination, bias, scope creep, reward hacking.
Install this plugin
/plugin install ai-compliance-officer@alexclowe/awesome-claude-cowork-pluginsRun this command in Claude Cowork to install. Requires a paid Claude plan (Pro, Max, Team, or Enterprise).
All content generated by this plugin is for drafting and informational purposes only. The ai compliance officer is responsible for reviewing, verifying, and customizing all outputs before professional use. This plugin does not constitute professional advice.
More plugins
Pharmacist
Review drug interactions, check dosing protocols, and draft patient counseling notes
Physical Therapist
Draft SOAP notes, build exercise programs, and write insurance appeal letters
Dental Hygienist
Document periodontal findings, write insurance narratives, and create patient education materials
Chiropractor
Chart SOAP notes, draft medical necessity letters, and generate practice marketing content
Recommended tools for your workflow
AI Agent Store
Free to browseDirectory of AI agents and tools across categories — discover, compare, and adopt agents built for your workflow.
Some links on this page are affiliate links. We may earn a commission if you purchase — at no extra cost to you. We only recommend tools we believe in for your profession.